Risk Monitoring

Transparency by Risk Monitoring

A proven IT solution supports the company's risk monitoring. Our portfolio management software is designed to ensure compliance with investment restrictions. Moreover, the software enables the continuous monitoring of all portfolios, irrespective of with which custodian the client’s depot is located.

As a founding member of the German Association of Independent Asset Managers (VuV), we have made a formal commitment to consistently provide the highest standards of service. The Association’s strict code of governance demands that all decisions be made exclusively in the client’s interest.

As a securities service provider, we are approved and licensed by the German Federal Financial Service Authority (BaFin), and as such we stand under almost identical oversight and quality requirements as a credit institute. We are a member of the Compensatory Fund of Securities Trading Companies (EdW) and we work with highly reputable partners.

For wealth management, these are the following custodians:

  • BHF-Bank AG
  • Credit Suisse AG
  • DAB bank AG
  • Hauck & Aufhäuser Privatbankiers KGaA
  • UBS AG